CommunityOne Bancorp $327,368,848 Financing

CommunityOne Bancorp just submitted form D announcing $327,368,848 equity financing. This is a new filing. CommunityOne Bancorp was able to sell $327,368,848. That is 100% of the round of financing. The total private offering amount was $327,368,848. The financing was made by 46 investors. Minimal accepted investment was $0. The financing document was filed on 2011-11-03. CommunityOne Bancorp is based in 1017 E. MOREHEAD STREET SUITE 200 CHARLOTTE 28204. The firm's business is Commercial Banking. The firm's revenue range is Over $100,000,000. The form was signed by .

SEC FORM D

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0000764811
FNB CORP/NC
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
FNB United Corp.
Jurisdiction of Incorporation/Organization
NORTH CAROLINA
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
FNB United Corp.
Street Address 1 Street Address 2
150 South Fayetteville Street
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
Asheboro NORTH CAROLINA 27203 336-626-8300

3. Related Persons

Last Name First Name Middle Name
Simpson Brian E.
Street Address 1 Street Address 2
150 South Fayetteville Street
City State/Province/Country ZIP/PostalCode
Asheboro NORTH CAROLINA 27203
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Chief Executive Officer
Last Name First Name Middle Name
Reid Robert L.
Street Address 1 Street Address 2
150 South Fayetteville Street
City State/Province/Country ZIP/PostalCode
Asheboro NORTH CAROLINA 27203
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

President
Last Name First Name Middle Name
Nielsen David L.
Street Address 1 Street Address 2
150 South Fayetteville Street
City State/Province/Country ZIP/PostalCode
Asheboro NORTH CAROLINA 27203
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Chief Financial Officer
Last Name First Name Middle Name
Lavoie David C.
Street Address 1 Street Address 2
150 South Fayetteville Street
City State/Province/Country ZIP/PostalCode
Asheboro NORTH CAROLINA 27203
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Chief Risk Officer
Last Name First Name Middle Name
Murphy Gregory P.
Street Address 1 Street Address 2
150 South Fayetteville Street
City State/Province/Country ZIP/PostalCode
Asheboro NORTH CAROLINA 27203
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Chief Workout Officer
Last Name First Name Middle Name
McBryde III Angus M.
Street Address 1 Street Address 2
150 South Fayetteville Street
City State/Province/Country ZIP/PostalCode
Asheboro NORTH CAROLINA 27203
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Treasurer
Last Name First Name Middle Name
Adams Austin A.
Street Address 1 Street Address 2
8904 Winged Borne Road
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28210
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Bresnan John
Street Address 1 Street Address 2
2 Bedons Alley
City State/Province/Country ZIP/PostalCode
Charleston SOUTH CAROLINA 29401
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Kauffman Scott B.
Street Address 1 Street Address 2
65 East 55th Street 32nd Floor
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10022
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Licari Jerry R.
Street Address 1 Street Address 2
8204 Bar Harbor Lane
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28210
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Martin J. Chandler
Street Address 1 Street Address 2
2226 Thetford Court
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28211
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Schmitt, Jr. Louis A.
Street Address 1 Street Address 2
2122 Roswell
City State/Province/Country ZIP/PostalCode
Charlotte NORTH CAROLINA 28207
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
McKenney, Jr. H. Ray
Street Address 1 Street Address 2
525 Stuart Ridge
City State/Province/Country ZIP/PostalCode
Cramerton NORTH CAROLINA 28032
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Neely, Jr. R. Reynolds
Street Address 1 Street Address 2
703 Sunset Avenue
City State/Province/Country ZIP/PostalCode
Asheboro NORTH CAROLINA 27203
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Wilson, Jr. Boyd C.
Street Address 1 Street Address 2
800 Golfview Park
City State/Province/Country ZIP/PostalCode
Lenoir NORTH CAROLINA 28645
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
X Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
X Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2011-10-21    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
X Yes    No

Clarification of Response (if Necessary):

This offering is being made concurrently with the acquisition by the issuer of the Bank of Granite Corporation. Refer to Registration Statement on Form S-4 (File No. 333-176357) and joint proxy statement/prospectus dated September 15, 2011.

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Sandler, O'Neill & Partners, L.P. 23328
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
919 Third Avenue
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
CALIFORNIA
COLORADO
CONNECTICUT
ILLINOIS
MINNESOTA
NEW JERSEY
NEW YORK
NORTH CAROLINA
SOUTH CAROLINA

13. Offering and Sales Amounts

Total Offering Amount $327,368,848 USD
or    Indefinite
Total Amount Sold $327,368,848 USD
Total Remaining to be Sold $0 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
46

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $8,718,750 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,760,000 USD
   Estimate

Clarification of Response (if Necessary):

As more fully described in the joint proxy statement/prospectus dated September 15, 2011, certain senior executive officers of the issuer were entitled to receive "success fees" upon the closing of the offering.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
FNB United Corp. Brian E. Simpson Brian E. Simpson Chief Executive Officer 2011-11-03

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


CommunityOne Bancorp Financing

DateFiling TypeOfferedSoldRemainingMin. investmentInvest. countExemption / Exlusions
2015-01-13Amended Form D$25,000,000$25,000,0000$0806c[view]
2015-01-08New Form D$25,000,000$25,000,0000$0806c[view]
2011-11-03New Form D$327,368,848$327,368,8480$04606[view]

CommunityOne Bancorp List of Executives

Angus McBryde III, Angus McBryde, III, Austin Adams, Beth DeSimone, Boyd Wilson, Jr., Boyd Wilson, Jr., Brian Simpson, David Lavoie, David Nielsen, David Nielsen, Deborah Auman, Gregory Murphy, Gregory Murphy, H. McKenney, Jr., H. Ray McKenney, J. Chandler Martin, J. Martin, Jerry Licari, Jerry Licari, John Bresnan, John Redett, Louis Schmitt, Jr., Neil Machovec, R. Neely, Jr., Robert Reid, Robert Reid, Scott Kauffman, Scott Kauffman, T. Gray McCaskill