Socratic Global Energy Fund LP Financing

Socratic Global Energy Fund LP just submitted form D announcing Indefinite financing. Socratic Global Energy Fund LP was able to sell $51,378,626. The total private offering amount was Indefinite. The financing was made by 58 investors. Minimal accepted investment was $1,000,000. The financing document was filed on 2011-05-06. Socratic Global Energy Fund LP is based in SOCRATIC FUND MANAGEMENT LLC 1865 SKI TIME SQ. DS2C, SUITES 202 & 204 STEAMBOAT SPRINGS 80487. The firm's business is Pooled Investment Fund. The form was signed by Jonathan Gibson.


The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

Washington, D.C. 20549

Notice of Exempt Offering of Securities

OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
X Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
Socratic Global Energy Fund LP
Jurisdiction of Incorporation/Organization
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Socratic Global Energy Fund LP
Street Address 1 Street Address 2
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
Short Hills NEW JERSEY 07078 (973) 921-4700

3. Related Persons

Last Name First Name Middle Name
Gibson Jonathan W.
Street Address 1 Street Address 2
Socratic Fund Management LLC 101 JFK Parkway, Suite 310
City State/Province/Country ZIP/PostalCode
Short Hills NEW JERSEY 07078
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Managing Member of Socratic Fund Management LLC, the Issuer's General Partner and Managing Member of the General Partner of Socratic Fund Management LP, the Issuer's Investment Manager.

4. Industry Group

Banking & Financial Services
   Commercial Banking
   Investment Banking
X Pooled Investment Fund
X Hedge Fund
   Private Equity Fund
   Venture Capital Fund
   Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes X No
   Other Banking & Financial Services
   Business Services
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Health Insurance
   Hospitals & Physicians
   Other Health Care
Real Estate
   REITS & Finance
   Other Real Estate
   Other Technology
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose X Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii) X Investment Company Act Section 3(c)
X Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2001-03-01    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $1,000,000 USD

12. Sales Compensation

Recipient CRD Number X None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
City State/Province/Country ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $51,378,626 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
Finders' Fees $0 USD

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD

Clarification of Response (if Necessary):

Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Socratic Global Energy Fund LP Jonathan W. Gibson Jonathan W. Gibson Managing Member of the Issuer's General Partner 2011-05-06

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

Socratic Global Energy Fund LP Financing

DateFiling TypeOfferedSoldRemainingMin. investmentInvest. countExemption / Exlusions
2017-04-21Amended Form DIndefinite$51,378,626Indefinite$1,000,0005806b 3C 3C.1[view]
2016-04-22Amended Form DIndefinite$51,378,626Indefinite$1,000,0005806b 3C 3C.1[view]
2015-04-24Amended Form DIndefinite$51,378,626Indefinite$1,000,0005806b 3C 3C.1[view]
2014-04-25Amended Form DIndefinite$51,378,626Indefinite$1,000,0005806b 3C 3C.1[view]
2013-04-26Amended Form DIndefinite$51,378,626Indefinite$1,000,0005806 3C 3C.1[view]
2012-05-04Amended Form DIndefinite$51,378,626Indefinite$1,000,0005806 3C 3C.1[view]
2011-05-06Amended Form DIndefinite$51,378,626Indefinite$1,000,0005806 3C 3C.1[view]
2010-05-03Amended Form DIndefinite$51,328,626Indefinite$1,000,0005706 3C 3C.1[view]

Socratic Global Energy Fund LP List of Executives

- Socratic Fund Management LLC, - Socratic Fund Management LLC, Jonathan Gibson, Jonathan Gibson, Jonathan Gibson, n/a Socratic Fund Management LLC