CAIS DES Composite Fund LLC Financing

CAIS DES Composite Fund LLC just submitted form D announcing Indefinite financing. CAIS DES Composite Fund LLC was able to sell $44,500,000. The total private offering amount was Indefinite. The financing was made by 91 investors. Minimal accepted investment was $500,000. The financing document was filed on 2018-06-13. CAIS DES Composite Fund LLC is based in CAPITAL INTEGRATION SYSTEMS LLC 598 MADISON AVENUE, 11TH FLOOR NEW YORK 10022. The firm's business is Pooled Investment Fund. The form was signed by Jeremy Norton.

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001566447
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
CAIS DES Composite Fund LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
CAIS DES Composite Fund LLC
Street Address 1 Street Address 2
CAPITAL INTEGRATION SYSTEMS LLC 527 MADISON AVENUE, 2ND FLOOR
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
NEW YORK NEW YORK 10022 212-300-9350

3. Related Persons

Last Name First Name Middle Name
Capital Integration Systems LLC n/a
Street Address 1 Street Address 2
527 Madison Avenue 2nd Floor
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10022
Relationship:    Executive Officer    Director X Promoter

Clarification of Response (if Necessary):

Managing Member
Last Name First Name Middle Name
Brown Matthew C.
Street Address 1 Street Address 2
Capital Integration Systems LLC 527 Madison Avenue, 2nd Floor
City State/Province/Country ZIP/PostalCode
New York NEW YORK 10022
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

Managing Principal of the Managing Member

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
X Pooled Investment Fund
X Hedge Fund
   Private Equity Fund
   Venture Capital Fund
   Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes X No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose X Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
X Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
X Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2013-01-01    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $500,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Jefferies LLC 2347
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
520 Madison Avenue
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Dominick & Dominick, LLC 7344
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
150 East 52nd Street 3rd Floor
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
RHODE ISLAND
VERMONT
HAWAII
MAINE
VIRGINIA
MICHIGAN
DELAWARE
IDAHO
IOWA
MARYLAND
MASSACHUSETTS
ILLINOIS
UTAH
INDIANA
MINNESOTA
ARIZONA
MISSOURI
MONTANA
MISSISSIPPI
NEW JERSEY
PUERTO RICO
NEW MEXICO
ALASKA
ALABAMA
TEXAS
NORTH CAROLINA
NORTH DAKOTA
NEBRASKA
NEW YORK
GEORGIA
NEVADA
TENNESSEE
CALIFORNIA
OKLAHOMA
OHIO
WYOMING
FLORIDA
SOUTH CAROLINA
CONNECTICUT
WEST VIRGINIA
DISTRICT OF COLUMBIA
KENTUCKY
WISCONSIN
KANSAS
OREGON
LOUISIANA
WASHINGTON
COLORADO
PENNSYLVANIA

Recipient
Recipient CRD Number    None
Arete Wealth Management, LLC 44856
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
1699 E. Woodfield Rd. Suite 565
City State/Province/Country ZIP/Postal Code
Schaumberg ILLINOIS 60173
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
RHODE ISLAND
VERMONT
HAWAII
MAINE
VIRGINIA
MICHIGAN
DELAWARE
IDAHO
IOWA
MARYLAND
MASSACHUSETTS
ARKANSAS
ILLINOIS
UTAH
INDIANA
MINNESOTA
ARIZONA
MISSOURI
MONTANA
MISSISSIPPI
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
ALASKA
ALABAMA
TEXAS
NORTH CAROLINA
NORTH DAKOTA
NEBRASKA
NEW YORK
GEORGIA
NEVADA
TENNESSEE
CALIFORNIA
OKLAHOMA
OHIO
WYOMING
FLORIDA
SOUTH DAKOTA
SOUTH CAROLINA
CONNECTICUT
WEST VIRGINIA
DISTRICT OF COLUMBIA
WISCONSIN
KENTUCKY
KANSAS
OREGON
LOUISIANA
WASHINGTON
COLORADO
PENNSYLVANIA

Recipient
Recipient CRD Number    None
USCA Securities LLC 103789
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
1330 Post Oak Boulevard Suite 900
City State/Province/Country ZIP/Postal Code
Houston TEXAS 77056
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
RHODE ISLAND
VERMONT
HAWAII
MAINE
VIRGINIA
MICHIGAN
DELAWARE
IDAHO
IOWA
MARYLAND
MASSACHUSETTS
ARKANSAS
ILLINOIS
UTAH
INDIANA
MINNESOTA
ARIZONA
MISSOURI
MONTANA
MISSISSIPPI
NEW HAMPSHIRE
NEW JERSEY
NEW MEXICO
ALASKA
ALABAMA
TEXAS
NORTH CAROLINA
NORTH DAKOTA
NEBRASKA
NEW YORK
GEORGIA
NEVADA
TENNESSEE
CALIFORNIA
OKLAHOMA
OHIO
WYOMING
FLORIDA
SOUTH DAKOTA
SOUTH CAROLINA
CONNECTICUT
WEST VIRGINIA
DISTRICT OF COLUMBIA
WISCONSIN
KENTUCKY
KANSAS
OREGON
LOUISIANA
WASHINGTON
COLORADO
PENNSYLVANIA

Recipient
Recipient CRD Number    None
Wunderlich Securities Inc. 2543
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
6000 Poplar Avenue Suite 150
City State/Province/Country ZIP/Postal Code
Memphis TENNESSEE 38119
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
HighTower Securities LLC 116681
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
200 West Madison St Suite 2500
City State/Province/Country ZIP/Postal Code
Chicago ILLINOIS 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Stephens, Inc. 3496
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
111 Center Street
City State/Province/Country ZIP/Postal Code
Little Rock ARKANSAS 72201
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
MD Global Partners LLC 140988
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
825 Third Avenue 2nd Floor, Suite 231
City State/Province/Country ZIP/Postal Code
New York NEW YORK 10022
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
NEW YORK
CONNECTICUT
FLORIDA
CALIFORNIA

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $44,500,000 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
91

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $458,600 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
CAIS DES Composite Fund LLC Timothy Shannon Timothy Shannon President 2018-06-13

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


CAIS DES Composite Fund LLC Financing

DateFiling TypeOfferedSoldRemainingMin. investmentInvest. countExemption / Exlusions
2018-06-13Amended Form DIndefinite$44,500,000Indefinite$500,0009106b 3C 3C.7[view]
2018-06-12Amended Form DIndefinite$44,500,000Indefinite$500,0008506b 3C 3C.7[view]
2018-06-12Amended Form DIndefinite$44,500,000Indefinite$500,0009106b 3C 3C.7[view]
2017-10-24Amended Form DIndefinite$41,900,000Indefinite$500,0008506b 3C 3C.7[view]
2016-10-26Amended Form DIndefinite$38,250,000Indefinite$500,0007306b 3C 3C.7[view]
2015-09-30Amended Form DIndefinite$29,750,000Indefinite$500,0005406b 3C 3C.7[view]
2014-10-02Amended Form DIndefinite$29,150,000Indefinite$500,0005106b 3C 3C.7[view]
2014-01-10Amended Form DIndefinite$27,850,000Indefinite$500,0004906c 3C 3C.7[view]
2013-01-10New Form DIndefinite$10,250,000Indefinite$500,0001606 3C 3C.7[view]

CAIS DES Composite Fund LLC List of Executives

Jeremy Norton, Matthew Brown, Matthew Brown, n/a Capital Integration Systems LLC, n/a Capital Integration Systems LLC