Argenta Private Capital Ltd Financing

Argenta Private Capital Ltd just submitted form D announcing Indefinite financing. This is a new filing. Argenta Private Capital Ltd was able to sell $0. The total private offering amount was Indefinite. The financing was made by 57 investors. Minimal accepted investment was $0. The financing document was filed on 2018-01-12. Argenta Private Capital Ltd is based in 5TH FLOOR 70 GRACECHURCH STREET LONDON EC3V 0XL. The firm's business is Other. The firm's revenue range is Not Applicable. The form was signed by Andrew Annandale.

SEC FORM D

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0001133078
SOC PRIVATE CAPITAL LTD
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
Argenta Private Capital Ltd
Jurisdiction of Incorporation/Organization
UNITED KINGDOM
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Argenta Private Capital Ltd
Street Address 1 Street Address 2
5TH FLOOR 70 GRACECHURCH STREET
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
LONDON UNITED KINGDOM EC3V 0XL 011442078257100

3. Related Persons

Last Name First Name Middle Name
Annandale Andrew John
Street Address 1 Street Address 2
23 Church Street Thriplow
City State/Province/Country ZIP/PostalCode
Royston UNITED KINGDOM SG8 7RE
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Fairs Christopher John Rupert
Street Address 1 Street Address 2
6 Tufa Close Chatham
City State/Province/Country ZIP/PostalCode
Kent UNITED KINGDOM ME5 9LU
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Hudson Guy Bentley
Street Address 1 Street Address 2
55 Buckingham Avenue Whetstone
City State/Province/Country ZIP/PostalCode
London UNITED KINGDOM N20 9DG
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Mackay James Anthony
Street Address 1 Street Address 2
1 Addison Road Hove
City State/Province/Country ZIP/PostalCode
East Sussex UNITED KINGDOM BN3 1TN
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Monksfield David
Street Address 1 Street Address 2
22 Honeywell Road
City State/Province/Country ZIP/PostalCode
London UNITED KINGDOM SW11 6EG
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Hubbard Andrew John
Street Address 1 Street Address 2
121 Downs Court Road Purley
City State/Province/Country ZIP/PostalCode
Surrey UNITED KINGDOM CR8 1BH
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Warner Marcus Gary
Street Address 1 Street Address 2
3 Sheppards Tye Drive London Road
City State/Province/Country ZIP/PostalCode
Billericay UNITED KINGDOM CM12 9FL
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Clark Christopher Norman
Street Address 1 Street Address 2
Flat 62 19 Page Street
City State/Province/Country ZIP/PostalCode
London UNITED KINGDOM SW1P 4JX
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Heald Michael Guy Hilliard
Street Address 1 Street Address 2
48 Phillimore Gardens
City State/Province/Country ZIP/PostalCode
London UNITED KINGDOM W8 7QG
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
X
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
X Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2018-01-01    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Please see footnote 1 attached.

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
Please see footnote 5 attached. None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
N-A N-A
City State/Province/Country ZIP/Postal Code
N-A Unknown N-A
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
FLORIDA
IDAHO
ILLINOIS
MASSACHUSETTS
MINNESOTA
MISSOURI
NEW JERSEY
NEW YORK
OKLAHOMA
OREGON
PENNSYLVANIA
SOUTH CAROLINA
SOUTH DAKOTA
TEXAS
WASHINGTON
WYOMING

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $0 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

Please see footnote C-4(b).

14. Investors

X
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
0
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
57

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

Please see footnote C-4(a).

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Please see footnote C-5.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Argenta Private Capital Ltd Mr Chris JR Fairs Christopher JR Fairs Director / Company Secretary 2018-01-12

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


Argenta Private Capital Ltd Financing

DateFiling TypeOfferedSoldRemainingMin. investmentInvest. countExemption / Exlusions
2018-01-12New Form DIndefiniteYet To SellIndefinite$05706b[view]
Please see footnote C-4(b).
2017-01-12New Form DIndefiniteYet To SellIndefinite$05706b[view]
Please see footnote C-4(b).
2016-01-07Amended Form DIndefiniteYet To SellIndefinite$05606b[view]
Please see footnote C-4(b).
2016-01-07Amended Form DIndefiniteYet To SellIndefinite$05606b[view]
Please see footnote C-4(b).
2016-01-06New Form DIndefiniteYet To SellIndefinite$05506b[view]
Please see footnote C-4(b).
2015-01-05New Form DIndefiniteYet To SellIndefinite$04006b[view]
Please see footnote C-4(b).
2014-01-07New Form DIndefiniteYet To SellIndefinite$04606b[view]
Please see footnote C-4(b).
2013-01-08New Form DIndefiniteYet To SellIndefinite$04406[view]
Please see Footnote C-4(b)
2012-01-09New Form DIndefiniteYet To SellIndefinite$04206[view]
Please see Footnote C-4(b)
2011-01-10New Form DIndefiniteYet To SellIndefinite$04006[view]
Please see Footnote C-4(b)
2010-01-11New Form DIndefiniteYet To SellIndefinite$04006[view]
Please see Footnote C-4(b)

Argenta Private Capital Ltd List of Executives

Alan Tucker, Andrew Annandale, Andrew Annandale, Andrew Hubbard, Christopher Clark, Christopher Clark, Christopher Clark, Christopher Fairs, Chrsitopher Fairs, David Harrison, David Monksfield, David Reames, David Reames, David Williams, Graham White, Graham White, Graham White, Guy Hudson, James Mackay, James Mackay, James Mackay, Jeremy Bray, Jeremy Bray, Marcus Warner, Marcus Warner, Marcus Warner, Michael Heald, Norton Brabourne, Paul Sandilands, Paul Sandilands, Robert Flach, Trevor Bird, William Robson