AVADIM TECHNOLOGIES INC $7,280 Financing

AVADIM TECHNOLOGIES INC just submitted form D announcing $7,280 equity financing. This is a new filing. AVADIM TECHNOLOGIES INC was able to sell $7,280. That is 100% of the round of financing. The total private offering amount was $7,280. The financing was made by 1 investors. Minimal accepted investment was $0. The financing document was filed on 2017-10-12. AVADIM TECHNOLOGIES INC is based in 81 THOMPSON STREET ASHEVILLE 28803. The firm's business is Other. The firm's revenue range is Decline to Disclose. The form was signed by DAVID FANN.

SEC FORM D

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001614824
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
AVADIM TECHNOLOGIES INC
Jurisdiction of Incorporation/Organization
WYOMING
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2013
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
AVADIM TECHNOLOGIES INC
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
ASHEVILLE NORTH CAROLINA 28803 828-251-7111

3. Related Persons

Last Name First Name Middle Name
FANN DAVID
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
WOODY STEVE
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
COX PAUL
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
ANDREW DEWEY
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
LOMBARDO RALPH
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
RAI KARAN
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
OWEN CHARLES
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
MCGUIRE JOE
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
ANTUNES HUMBERTO
Street Address 1 Street Address 2
81 THOMPSON STREET
City State/Province/Country ZIP/PostalCode
ASHEVILLE NORTH CAROLINA 28803
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
X
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2017-10-03    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $0 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
City State/Province/Country ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount $7,280 USD
or    Indefinite
Total Amount Sold $7,280 USD
Total Remaining to be Sold $0 USD
or    Indefinite

Clarification of Response (if Necessary):

Total Offering Amount represents the aggregate deemed issue price of 1,713 shares, issued as payment for services, @ $4.25 per share.

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
1

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
AVADIM TECHNOLOGIES INC /s/ DAVID FANN DAVID FANN PRESIDENT 2017-10-09

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


AVADIM TECHNOLOGIES INC Financing

DateFiling TypeOfferedSoldRemainingMin. investmentInvest. countExemption / Exlusions
2017-10-12New Form D$8,190$8,1900$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 1,927 shares, issued as payment for services, @ $4.25 per share.
2017-10-12New Form D$7,280$7,2800$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 1,713 shares, issued as payment for services, @ $4.25 per share.
2017-10-10Amended Form D$20,000,003$8,644,887$11,355,116$010006c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 2,034,096 shares have been issued todate.
2017-08-23Amended Form D$20,000,003$7,325,881$12,674,122$08506c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 1,723,740 shares have been issued todate.
2017-08-18New Form D$2,750,000Yet To Sell$2,750,000$0206b[view]
Total Offering Amount represents the exercise price of the options (1,100,000 options @ $2.50). There is no guarantee the options will be exercised.
2017-08-18New Form D$250,000Yet To Sell$250,000$0106b[view]
Total Offering Amount represents the exercise price of the options (100,000 options @ $2.50). There is no guarantee the options will be exercised.
2017-08-18New Form D$250,000Yet To Sell$250,000$0106b[view]
Total Offering Amount represents the exercise price of the options (100,000 options @ $2.50). There is no guarantee the options will be exercised.
2017-08-18New Form D$10,196Yet To Sell$10,196$0206b[view]
Total Offering Amount represents the exercise price of the warrants (2,399 warrants @ $4.25). There is no guarantee the warrants will be exercised.
2017-08-18New Form D$4,683Yet To Sell$4,683$0206b[view]
Total Offering Amount represents the exercise price of the warrants (1,102 warrants @ $4.25). There is no guarantee the warrants will be exercised.
2017-08-18New Form D$22,878$22,8780$0106b[view]
Total Offering Amount represents the price of 5,383 shares at a deemed price of $4.25 per share, granted pursuant to a restricted stock plan.
2017-07-10Amended Form D$20,000,003$5,606,173$14,393,830$06106c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 1,319,101 shares have been issued to-date.
2017-06-27Amended Form D$20,000,003$5,377,177$14,622,826$05706c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 1,265,219 shares have been issued to-date.
2017-06-06Amended Form D$20,000,003$3,492,293$16,507,710$04206c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 821,716 shares have been issued to-date.
2017-05-11Amended Form D$20,000,003$2,028,964$17,971,039$02806c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 477,406 shares have been issued to-date.
2017-04-13Amended Form D$20,000,003$1,674,844$18,325,159$02206c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 394,081 shares have been issued to-date.
2017-04-03New Form D$20,000,003$588,510$19,411,493$0906c[view]
Total Offering Amount represents the price of 4,705,883 shares @ $4.25 per share to be issued pursuant to a private placement, of which 138,473 shares have been issued to-date.
2017-03-17New Form D$17,000$17,0000$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 4,000 shares, issued as payment for services, @ $4.25 per share.
2017-02-16New Form D$684,144$684,1440$03406b[view]
Total Offering Amount represents the price of 160,975 shares @ $4.25 per share issued pursuant to a private placement.
2017-02-16New Form D$6,575$6,5750$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 1,547 shares, issued as payment for services, @ $4.25 per share.
2017-02-10New Form D$1,213,290$1,213,2900$03006b[view]
Total Offering Amount represents the price of 285,480 shares @ $4.25 per share issued pursuant to a private placement.
2017-01-17New Form D$1,244,324$1,244,3240$05706b[view]
Total Offering Amount represents the price of 292,782 shares @ $4.25 per share issued pursuant to a private placement.
2017-01-03New Form D$251,154$251,1540$01106b[view]
Total Offering Amount represents the price of 59,095 shares @ $4.25 per share issued pursuant to a private placement.
2017-01-03New Form D$5,168$5,1680$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 1,216 shares, issued as payment for services, @ $4.25 per share.
2016-12-19New Form D$587,214$587,2140$01806b[view]
Total Offering Amount represents the price of 138,168 shares @ $4.25 per share issued pursuant to a private placement.
2016-12-02New Form D$674,016$674,0160$02106b[view]
Total Offering Amount represents the price of 158,592 shares @ $4.25 per share issued pursuant to a private placement.
2016-11-21New Form D$625,740$625,7400$01306b[view]
Total Offering Amount represents the price of 147,233 shares @ $4.25 per share issued pursuant to a private placement.
2016-11-21New Form D$1,045,500$1,045,5000$0606b[view]
Total Offering Amount represents the price of 246,000 shares at a deemed price of $4.25 per share, granted pursuant to a restricted stock plan.
2016-11-21New Form D$1,541,964$1,541,9640$06306b[view]
Total Offering Amount represents the price of 362,815 shares @ $4.25 per share issued pursuant to a private placement.
2016-11-08New Form D$575,896$575,8960$02206b[view]
Total Offering Amount represents the price of 135,505 shares @ $4.25 per share issued pursuant to a private placement.
2016-10-05New Form D$1,790,716$1,790,7160$06006b[view]
Total Offering Amount represents the price of 421,345 shares @ $4.25 per share issued pursuant to a private placement.
2016-10-05New Form D$493,051$493,0510$01506b[view]
Total Offering Amount represents the price of 116,012 shares @ $4.25 per share issued pursuant to a private placement.
2016-09-20New Form D$917,490$917,4900$03006b[view]
Total Offering Amount represents the price of 215,880 shares @ $4.25 per share issued pursuant to a private placement.
2016-08-31New Form D$752,335$752,3350$01806b[view]
Total Offering Amount represents the price of 177,020 shares @ $4.25 per share issued pursuant to a private placement.
2016-08-25New Form D$2,126,938$2,126,9380$02006b[view]
Total Offering Amount represents the price of 500,456 shares @ $4.25 per share issued pursuant to a private placement.
2016-08-12New Form D$17,538,058$1,200,000$16,338,058$0106b[view]
Total Offering Amount = the aggregate deemed issue price of common shares (480,000 shs @ $2.50 each, plus the aggregate exercise price of warrants (6,535,223 wnts exercisable @ $2.50/sh, subject to vesting), issued for services, subject to vesting.
2016-08-12New Form D$763,253$763,2530$01506b[view]
Total Offering Amount represents the price of 179,589 shares @ $4.25 per share issued pursuant to a private placement.
2016-08-12New Form D$405,998$405,9980$0806b[view]
Total Offering Amount represents the price of 95,529 shares @ $4.25 per share issued pursuant to a private placement.
2016-08-11New Form D$147,000$147,0000$0706b[view]
Total Offering Amount represents the price of 58,800 shares @ $2.50 per share issued pursuant to a private placement.
2016-06-13New Form D$1,692$1,6920$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 677 shares, issued as payment for services, @ $2.50 per share.
2016-06-08New Form D$10,000$10,0000$0106b[view]
Total Offering Amount represents the price of 4,000 shares @ $2.50 per share issued pursuant to a private placement.
2016-06-08New Form D$2,645,140$2,645,1400$08906b[view]
Total Offering Amount represents the price of 1,058,056 shares @ $2.50 per share issued pursuant to a private placement.
2016-05-31New Form D$2,053,250$2,053,2500$08306b[view]
Total Offering Amount represents the price of 821,300 shares @ $2.50 per share issued pursuant to a private placement.
2016-05-31New Form D$100,875$100,8750$0206b[view]
Total Offering Amount represents the aggregate deemed issue price of 40,350 shares, issued as payment for services, @ $2.50 per share.
2016-04-25New Form D$187,500$187,5000$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 75,000 shares, issued as payment for services, @ $2.50 per share.
2016-04-25New Form D$17,500$17,5000$0106b[view]
Total Offering Amount represents the price of the options exercised (50,000 options @ $0.35).
2016-04-25New Form D$245,650$245,6500$01206b[view]
Total Offering Amount represents the price of 98,260 shares @ $2.50 per share issued pursuant to a private placement.
2016-04-25New Form D$156,000$156,0000$0406b[view]
Total Offering Amount represents the price of 62,400 shares @ $2.50 per share issued pursuant to a private placement.
2016-04-25New Form D$10,667$10,6670$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 4,267 shares, issued as payment for services, @ $2.50 per share.
2016-02-19New Form D$1,590,380$1,590,3800$07406b[view]
Total Offering Amount represents the price of 636,152 shares @ $2.50 per share issued pursuant to a private placement.
2016-01-27New Form D$35,715$35,7150$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 14,286 shares, issued as payment for services, @ $2.50 per share.
2016-01-27New Form D$32,000$32,0000$0106b[view]
Total Offering Amount represents the aggregate deemed issue price of 12,800 shares, issued as payment for services, @ $2.50 per share.
2016-01-27New Form D$647,500Yet To Sell$647,500$0706b[view]
Total Offering Amount represents the exercise price of the options (1,850,000 options @ $0.35). There is no guarantee the options will be exercised.
2016-01-27New Form D$10,000$10,0000$0106b[view]
Total Offering Amount represents the price of 45,454 shares @ $0.22 per share issued pursuant to a private placement.
2016-01-26New Form D$50,000$50,0000$0106b[view]
Total Offering Amount represents the price of 142,857 shares @ $0.35 per share issued pursuant to a private placement.
2016-01-26New Form D$1,489,200$1,489,2000$06306b[view]
Total Offering Amount represents the price of 4,254,857 shares @ $0.35 per share issued pursuant to a private placement.
2016-01-25New Form D$5,238,048$5,238,0480$02306b[view]
Total Offering Amount represents the deemed issue price of 23,809,309 shares issued @ $0.22 per share in connection with the acquisition of Avadim, LLC.
2016-01-22New Form D$1,940,500$1,940,5000$07906b[view]
Total Offering Amount represents the price of 776,200 shares @ $2.50 per share issued pursuant to a private placement.
2015-10-06New Form D$2,334,750$2,334,7500$07406b[view]
Total Offering Amount represents the price of 933,900, shares @ $2.50 per share issued pursuant to a private placement.
2015-10-06New Form D$48,000$48,0000$0306b[view]
Total Offering Amount represents the aggregate deemed issue price of 48,000 shares issued as payment for services, @ $2.50 per share.
2015-07-17New Form D$2,165,388$2,165,3880$06606b[view]
Total Offering Amount represents the price of 866,155 shares @ $2.50 (859,300 shares issued pursuant to a private placement and 6,855 shares issued as payment for services).
2015-04-07New Form D$1,599,525$1,599,5250$04306b[view]
13(a) represents the price of 639,810 shares @ C$2.50 (231,700 shares issued pursuant to a private placement, 400,000 shares issued pursuant to an employment agreement and 8,110 shares issued as payment for services).
2014-12-05New Form D$105,000$105,0000$0106b[view]
13(a) represents the deemed issuance price of the shares (300,000 shares @ $0.35 per share), issued in connection with an employment agreement.
2014-10-24New Form D$244,576$244,5760$0806b[view]
698,790 Common Shares at US$0.35 per Common Share.
2014-10-01New Form D$669,250$669,2500$03806b[view]
2014-08-04New Form D$1,146,446$1,146,4460$02506b[view]

AVADIM TECHNOLOGIES INC List of Executives

CHARLES OWEN, DAVID FANN, DEWEY ANDREW, HUMBERTO ANTUNES, JB HOLEMAN, JOE MCGUIRE, KARAN RAI, LOUIS BUCK, PAUL COVIELLO, PAUL COX, RALPH LOMBARDO, STEVE WOODY