FMR LLC $99,055,000 Financing

FMR LLC just submitted form D announcing $99,055,000 financing. This is a new filing. FMR LLC was able to sell $98,487,685. That is 99% of the round of financing. The total private offering amount was $99,055,000. The financing was made by 70 investors. Minimal accepted investment was $360. The financing document was filed on 2009-09-03. FMR LLC is based in 245 SUMMER STREET BOSTON 02210. The firm's business is Other Banking and Financial Services. The firm's revenue range is Decline to Disclose. The form was signed by Edward Johnson, 3d.

SEC FORM D

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0000315066
FMR CORP
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
FMR LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2007
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
FMR LLC
Street Address 1 Street Address 2
82 DEVONSHIRE ST  
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
BOSTON MA 02109 6175706339

3. Related Persons

Last Name First Name Middle Name
Johnson, 3d Edward C.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Byrnes William L.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Curvey James C.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Johnson Abigail P.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Johnson, IV Edward C.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Lawson Rodger A.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Chersi Robert J.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Clark Michael K.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Doorley Michael  
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Gary Marc  
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Grief Stuart  
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Johnson, Jr. James L.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Perold Jacques  
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Scheuer Alan  
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Wilens Michael E.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Redmondi John J.
Street Address 1 Street Address 2
c/o FMR LLC 82 Devonshire Street
City State/Province/Country ZIP/PostalCode
Boston MA 02109
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
X Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

X New Notice Date of First Sale 2009-08-21    First Sale Yet to Occur
   Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

   Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security X Other (describe)
Non-Voting Common Shares

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $360 USD

12. Sales Compensation

Recipient
Recipient CRD Number X None
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
City State/Province/Country ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
   All States
   Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount $99,055,000 USD
or    Indefinite
Total Amount Sold $98,487,685 USD
Total Remaining to be Sold $567,315 USD
or    Indefinite

Clarification of Response (if Necessary):

Offer has closed; no additional sales will be made.

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
70

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
FMR LLC /s/ Peter Stahl Peter Stahl Assistant Secretary 2009-09-03

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


FMR LLC Financing

DateFiling TypeOfferedSoldRemainingMin. investmentInvest. countExemption / Exlusions
2017-11-16New Form DIndefiniteYet To SellIndefinite$062706b[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2018 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2017-08-24New Form D$250,000,000$190,350,000$59,650,000$0190306b[view]
Figures in item 13 and 14 include 47 non-U.S. purchasers investing a total of $10,575,000.
2017-02-22New Form D$9,250,000$9,250,0000$04006b[view]
The offering is closed; no additional sales will be made. Figures in item 13 and 14 include 3 non-U.S. purchasers investing a total $475,000.
2016-11-16New Form DIndefiniteYet To SellIndefinite$056306b[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2017 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2016-08-25New Form D$198,150,000$136,500,000$61,650,000$0140706b[view]
Figures in item 13 and 14 include 29 non-U.S. purchasers investing a total of $5,400,000.
2016-03-02New Form D$300,000,000$101,850,000$198,150,000$0126506b[view]
2015-11-18New Form DIndefiniteYet To SellIndefinite$057906b[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2016 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2015-06-12New Form DIndefinite$133,080,000Indefinite$01506b[view]
2015-02-24New Form D$250,000,000$117,050,000$132,950,000$0101906b[view]
Figures in item 13 and item 14 include 22 non-U.S. purchasers investing a total of $5,050,000.
2014-11-19New Form DIndefiniteYet To SellIndefinite$042806b[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2015 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2014-11-13New Form DIndefinite$203,383,136Indefinite$03806b[view]
This offering is closed; no additional sales will be made.
2014-03-03New Form D$250,000,000$80,675,000$169,325,000$084806b[view]
Figures in item 13 and item 14 include 24 non-U.S. purchasers investing a total of $3,450,000.
2013-11-06New Form DIndefiniteYet To SellIndefinite$046906b[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2014 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2013-11-04Amended Form DIndefinite$17,753,175Indefinite$034206b[view]
Offer terminated 9/30/13. Total Amount Sold (deferred compensation) is an estimate of amounts to be deferred based on participant elections.
2013-02-26New Form D$250,000,000$76,475,000$173,525,000$089506[view]
Figures in item 13 and item 14 include 23 non-U.S. purchasers investing a total of $2,975,000.
2013-01-09New Form DIndefinite$18,607,061Indefinite$03106[view]
The offering has closed; no additional sales will be made.
2012-11-08Amended Form DIndefiniteYet To SellIndefinite$035206[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2012 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2012-11-08New Form DIndefiniteYet To SellIndefinite$034206[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2013 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2012-07-10New Form DIndefinite$14,605,500Indefinite$03706[view]
The offering has closed; no additional sales will be made.
2012-07-10New Form DIndefinite$110,958,975Indefinite$06306[view]
The offering has closed; no additional sales will be made.
2012-04-25Amended Form D$19,912,962$19,912,9620$034806[view]
2012-02-16New Form D$250,000,000Yet To Sell$250,000,000$0006[view]
2011-11-08New Form DIndefiniteYet To SellIndefinite$035206[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2012 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2011-11-08Amended Form DIndefiniteYet To SellIndefinite$036206[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2011 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2011-07-07New Form D$195,000,000$140,582,000$54,418,000$13021806[view]
The offer has closed; no additional sales will be made.
2011-07-07New Form D$474,930,000$431,758,863$43,171,137$4748206[view]
The offer has closed; no additional sales will be made.
2011-02-24New Form D$250,000,000$66,100,000$183,900,000$25,00075306[view]
2011-02-04Amended Form D$17,868,097$17,868,0970$033106[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2010 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2010-11-12New Form DIndefiniteYet To SellIndefinite$036206[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2011 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2010-11-12Amended Form DIndefiniteYet To SellIndefinite$033106[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2010 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2010-08-17New Form D$250,000,000$68,225,000$181,775,000$25,00076606[view]
2010-03-04New Form D$250,000,000$63,550,000$186,450,000$25,00060706[view]
2009-11-12New Form DIndefiniteYet To SellIndefinite$033106[view]
Participants determine the percentage of eligible compensation to be deferred. The amount of compensation that may be earned by 2010 plan participants, and thus the compensation to be deferred, will not be determined until the plan year has expired.
2009-09-24New Form D$108,875,000$61,925,000$46,950,000$25,00064206[view]
The offer has closed.
2009-09-03New Form D$99,055,000$98,487,685$567,315$3607006[view]
Offer has closed; no additional sales will be made.
2009-09-03New Form D$174,000,000$169,368,000$4,632,000$24020706[view]
Offer has closed; no additional sales will be made.

FMR LLC List of Executives

Abigail Johnson, Abigail Johnson, Alan Scheuer, Alan Scheuer, Anthony Ryan, Charles Morrison, Charles Morrison II, Charles Morrison II, Edward Johnson 3d, Edward Johnson 3rd, Edward Johnson IV, Edward Johnson, 3d, Edward Johnson, IV, Eileen Pyne, Eileen Pyne, Geoffrey von Kuhn, Gerard McGraw, Gerard McGraw, Jacques Perold, Jacques Perold, James Curvey, James Curvey, James Johnson, Jr., James Johnson, Jr., James MacDonald, Jeffrey Lagarce, John Haley, Jr., John O'Connor, John O'Connor, John Redmondi, John Remondi, John Remondi, Jonathan Chiel, Jonathan Chiel, Jonathan Chiel, Kathleen Murphy, Kathleen Murphy, Marc Gary, Michael Clark, Michael Doorley, Michael Durbin, Michael Wilens, Michael Wilens, Paul Mucci, Perry Odak, Robert Chersi, Rodger Lawson, Ronald O'Hanley, Ronald O'Hanley, Stephen Neff, Stephen Neff, Stephen Scullen, Stuart Grief, Timothy Hilton, Timothy Hilton, William Byrnes, William Byrnes