PINNACLE WEST CAPITAL CORP Financing

PINNACLE WEST CAPITAL CORP just submitted form D announcing Indefinite debt financing. PINNACLE WEST CAPITAL CORP was able to sell $0. The total private offering amount was Indefinite. The financing was made by 0 investors. Minimal accepted investment was $250,000. The financing document was filed on 2009-08-04. PINNACLE WEST CAPITAL CORP is based in 400 NORTH FIFTH STREET MS8695 PHOENIX 85004. The firm's business is Electric Utilities. The firm's revenue range is Over $100,000,000. The form was signed by .

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0000764622
AZP GROUP INC
X Corporation
   Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
PINNACLE WEST CAPITAL CORP
Jurisdiction of Incorporation/Organization
ARIZONA
Year of Incorporation/Organization
X Over Five Years Ago
   Within Last Five Years (Specify Year)
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
PINNACLE WEST CAPITAL CORP
Street Address 1 Street Address 2
400 NORTH FIFTH STREET MS8695
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
PHOENIX AZ 85004 602 250 1000

3. Related Persons

Last Name First Name Middle Name
Basha Jr. Edward N.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Clark-Johnson Susan  
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Gallagher Michael L.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Grant Pamela  
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Herberger, Jr. Roy A.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Jamieson William S.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Lopez Humberto S.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Munro Kathryn L.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Nordstrom Bruce J.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Parker W. Douglas
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Stewart William L.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Post William J.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Brandt Donald E.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer X Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Denman John R.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Edington Randall K.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Falck David P.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Froggatt Chris N.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Gomez Barbara M.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Hatfield James R.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Robinson Donald G.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Schiavoni Mark A.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Sundberg Lori S.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


Last Name First Name Middle Name
Wheeler Steven M.
Street Address 1 Street Address 2
400 North Fifth Street  
City State/Province/Country ZIP/PostalCode
Phoenix AZ 85004
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):


4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
X Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
Retailing
  
Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
X Over $100,000,000    Over $100,000,000
   Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2001-05-01    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes    No

9. Type(s) of Securities Offered (select all that apply)

   Equity    Pooled Investment Fund Interests
X Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $250,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Barclays Capital Inc. 19714
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
745 Seventh Avenue  
City State/Province/Country ZIP/Postal Code
New York NY 10019
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Banc of America Securities, LLC. 26091
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
One Bryant Park 8th Floor
City State/Province/Country ZIP/Postal Code
New York NY 10036
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Goldman, Sachs & Co. 361
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
30 Hudson Street Attn: Ken Gumbs
City State/Province/Country ZIP/Postal Code
Jersey City NJ 07302
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

Recipient
Recipient CRD Number    None
Credit Suisse First Boston Corporation 816
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
11 Madison Avenue, 5th Floor Attn: Emily Laochua
City State/Province/Country ZIP/Postal Code
New York NY 10010
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States
X All States
   Foreign/non-US

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $0 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

13. Continuous offering comm'l paper program consisting of short-term notes. The maximum amount that is authorized to be outstanding at any one time is $250M. No notes outstanding. 14. There are no investors in the notes as of the date of this notice.

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
0

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $0 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

Typically sales commissions of around 5 basis points are paid to dealers.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
   Estimate

Clarification of Response (if Necessary):

Pinnacle West Capital Corporation will use the proceeds from this offering to meet working capital needs and to repay its indebtedness.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against it in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
PINNACLE WEST CAPITAL CORP /s/ Chris N. Froggatt Chris N. Froggatt Vice President & Treasurer 2009-08-04

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


PINNACLE WEST CAPITAL CORP Financing

DateFiling TypeOfferedSoldRemainingMin. investmentInvest. countExemption / Exlusions
2017-11-16Amended Form DIndefiniteYet To SellIndefinite$250,000006b[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the Company as does the number of investors.
2016-11-18Amended Form DIndefiniteYet To SellIndefinite$250,000006b[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the Company as does the number of investors.
2016-03-03Amended Form DIndefiniteYet To SellIndefinite$250,000006b[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2015-03-16Amended Form DIndefiniteYet To SellIndefinite$250,000006b[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2014-06-19Amended Form DIndefinite$12,050,000Indefinite$250,000106b[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2014-03-19Amended Form DIndefinite$13,100,000Indefinite$250,000106b[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2013-07-09Amended Form DIndefiniteYet To SellIndefinite$250,000006[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2013-02-27Amended Form DIndefiniteYet To SellIndefinite$250,000006[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2012-02-28Amended Form DIndefiniteYet To SellIndefinite$250,000006[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2011-06-07Amended Form DIndefinite$6,900,000Indefinite$250,000106[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2011-02-15Amended Form DIndefinite$20,400,000Indefinite$250,000106[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2010-06-11Amended Form DIndefinite$93,950,000Indefinite$250,0001106[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The max amt authorized to be outstanding at any time is $200M. The amt outstanding varies day to day based on liquidity needs of the company as does the number of investors.
2010-02-02Amended Form DIndefiniteYet To SellIndefinite$250,000006[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The maximum amount that is authorized to be outstanding at any one time is $200M. No notes outstanding. 14. There are no investors in the notes as of the date of this notice.
2009-08-04Amended Form DIndefiniteYet To SellIndefinite$250,000006[view]
13. Continuous offering comm'l paper program consisting of short-term notes. The maximum amount that is authorized to be outstanding at any one time is $250M. No notes outstanding. 14. There are no investors in the notes as of the date of this notice.

PINNACLE WEST CAPITAL CORP List of Executives

Barbara Gomez, Barbara Gomez, Barbara Lockwood, Bruce Nordstrom, Bruce Nordstrom, Chris Froggatt, Cindy Redding, Dale Klein, Daniel Froetscher, David Falck, David Falck, David Wagener, Denis Cortese, Denis Cortese, Denise Danner, Donald Brandt, Donald Brandt, Donald Robinson, Donna Easterly, Edward Basha Jr., Humberto Lopez, Humberto Lopez, James Hatfield, James Hatfield, Jeffrey Guldner, John Denman, John Hatfield, Kathryn Munro, Kathryn Munro, Lee Nickloy, Lori Sundberg, Mark Schiavoni, Mark Schiavoni, Michael Gallagher, Michael Gallagher, Pamela Grant, Patrick Dinkel, Paula Sims, Paula Sims, Randall Edington, Richard Fox, Robert Bement, Roy Herberger, Jr., Roy Herberger, Jr., Steven Wheeler, Susan Clark-Johnson, Tammy McLeod, W. Parker, William Jamieson, William Post, William Stewart